WebThis order states the number of shares to be bought and the security to be purchased. The registered representative is left to choose price and time of execution. This is the same as a "not held" order and can be accepted as given. WebOnce an order has been executed, no alterations are permitted to the ticket unless a manager approves in writing. Under FINRA rules, an alteration to an executed order ticket for an order submitted to the NYSE trading floor is prohibited: A under all circumstances B unless the alteration is approved in writing by a Floor Governor of the exchange C
Get an open position ticket in MQL5 - Stack Overflow
WebAn order to execute at the best price possible when the order reaches the marketplace GTC Good Till Canceled A Limit Order = at a specific price or better Renewable semi-annually Immediate or Cancel = Execute IMMEDIATELY* *Can be completed with partial execution; if partial the balance would be canceled FOK - Fill or Kill "FOKIE PP" WebOrder tickets -electronic form -prepared in writing prior to entry of the order buy order -registered representative must ascertain that the customer has the funds necessary to pay on settlement date sell-long -registered representative must ascertain that the customer is in possession of the securities and will deliver them by settlement date how do taxes work in new york
Orders/Confirmations (Business Practices) Flashcards
Web-order execution -order cancellation, if canceled There is no time stamp on the order ticket for the time the trade was reported to the consolidated tape. These time stamps are now recorded electronically.) Under MSRB rules, municipal securities traders that participate in secondary market joint accounts: WebMar 17, 2024 · 1 Answer. Check the documentation. Successful completion of the Buy method does not always mean successful execution of the trade operation. It is necessary to check the result of trade request (trade server return code) using ResultRetcode () and value returned by ResultDeal (). Return Value = Deal ticket if the deal is executed. WebUnder NYSE rules, you must A) write an order ticket upon receipt of the order. B) write an order ticket only if the order is executed. C) partially write an order ticket and complete only upon execution. D) partially write an order ticket and complete the ticket before market close. B how do taxes work for salary